The purpose of this public search engine is to enable members of the public to ascertain whether they are dealing with certain persons licensed with the Securities Commission to deal in matters relating to securities. Data and information is provided pursuant to section 79 of the Capital Markets and Services Act 2007 and is for informational purposes only. The list of licensed intermediaries published in this web page pursuant to any search is not a replacement of the Register of License Holders provided under section 77 of the Capital Markets and Services Act 2007. The Register of Licence Holders is maintained electronically at the premises of the Securities Commission (Authorisation and Licensing Department) that can be accessed during office hours. Print-outs may be made available for a fee.
The information in the published list is accurate at the date as stated therein and may not be updated. Please call 03-62048000 (during office hours) or e-mail email@example.com
for the most current information. The SC will not be liable for any loss and damage. The SC does not recommend nor guarantee the performance of any licensed person published in the list. The SC shall not be liable for any errors or delays in the content, or for any actions taken in reliance thereon.