Search by »
Representatives
Companies
|
Individuals
|
Search for representative with the
Person Name:
New IC No (without '-'):
Passport No:
Licence Number:
Regulated Activity:
(Select a Regulated Activity)
Dealing in Securities
Clearing
Dealing in Derivatives
Fund Management
Dealing in Private Retirement Scheme
Advising on Corporate Finance
Investment Advice
Financial Planning
Restricted Activity:
None
Dealing in securities restricted to bonds
Dealing in securities restricted to underwriting activities
Dealing in securities restricted to listed securities
Dealing in securities restricted to OTC bond
Dealing in derivatives restricted to CFD
Fund management in relation to portfolio management
Fund management in relation to asset management restricted to Business Trust
Fund management in relation to asset management restricted to REIT
© 2004 Securities Commission.
