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Your search for representative with the regulated activity financial planning returned 1754 match(es).

Page 1 of 71 page(s)          Page: 1 · 2 · 3 · 4 · 5 · · 10 · 20 · 30 · 40 · 50 · · · 71
Licensed Holder Regulated Activity Principal Company Licence Number Licensed Since Status Remarks
TNG LAI MOON • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Bill Morrisons Wealth Management Sdn. Bhd. eCMSRL/B1022/2010 25 Oct 2010
Valid
Teoh Kok Hwa • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Bill Morrisons Wealth Management Sdn. Bhd. eCMSRL/B1366/2011 30 Mar 2011
Valid
CHIN TZE WOON • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Bill Morrisons Wealth Management Sdn. Bhd. eCMSRL/B2974/2012 05 Sep 2012
Valid
FOO YUIN YUE • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Bill Morrisons Wealth Management Sdn. Bhd. eCMSRL/B3759/2013 17 Jun 2013
Valid
Leong Moh Jin • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Bill Morrisons Wealth Management Sdn. Bhd. eCMSRL/B6339/2016 28 Jan 2016
Valid
Teoh Kwang Hwa • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Bill Morrisons Wealth Management Sdn. Bhd. eCMSRL/B6544/2016 26 Apr 2016
Valid
Ng Bee Geok • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Wealth Vantage Advisory Sdn. Bhd. eCMSRL/B6909/2016 25 Oct 2016
Valid
Lee Meei Ling • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Wealth Vantage Advisory Sdn. Bhd. eCMSRL/B6910/2016 25 Oct 2016
Valid
Helwa Sofni Binti Md Isa • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
Wealth Vantage Advisory Sdn. Bhd. eCMSRL/B7607/2017 29 Aug 2017
Valid
Yeaf Shei Ping • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
YES Financial Sdn Bhd eCMSRL/B8005/2018 12 Mar 2018
Valid
Han Yi Hui • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
UOB Kay Hian Wealth Advisors Sdn. Bhd. eCMSRL/B9693/2020 25 Feb 2020
Valid
Chua Yen Any • Dealing in Securities
  - Dealing in securities restricted to unit trust
• Financial Planning
UOB Kay Hian Wealth Advisors Sdn. Bhd. eCMSRL/B9819/2020 27 Apr 2020
Valid
Tan Chee Siong • Dealing in Securities
• Financial Planning
CGS-CIMB Securities Sdn Bhd CMSRL/A9061/2008 15 Jul 2008
Ceased
Chong Yuen Seng • Financial Planning
Public Mutual Berhad eCMSRL/A3513/2007 28 Sep 2007
Valid
Sito Kok Chau • Financial Planning
Public Mutual Berhad CMSRL/A3517/2007 28 Sep 2007
Ceased
Chua Tia Guan • Financial Planning
ASIA BUSINESS WEALTH MANAGEMENT SDN BHD CMSRL/A3139/2007 28 Sep 2007
Valid
Phang Kar Yew • Financial Planning
ASIA BUSINESS WEALTH MANAGEMENT SDN BHD CMSRL/A3141/2007 28 Sep 2007
Ceased
Eng Meei Yu • Financial Planning
MyFP Services Sdn. Bhd. CMSRL/A3151/2007 28 Sep 2007
Valid
Foo Jee Yee • Financial Planning
MyFP Services Sdn. Bhd. CMSRL/A3155/2007 28 Sep 2007
Valid
Tan Poh Lee • Financial Planning
DF Wealth Management Sdn Bhd CMSRL/A3173/2007 28 Sep 2007
Ceased
Yeoh Cheng Chin • Financial Planning
DF Wealth Management Sdn Bhd CMSRL/A3176/2007 28 Sep 2007
Ceased
Ng Kee Beng • Financial Planning
Total Business Advisory Sdn. Bhd. CMSRL/A3178/2007 28 Sep 2007
Ceased
Lee Sien Tiong • Financial Planning
Whitman Independent Advisors Sdn. Bhd. eCMSRL/A3183/2007 28 Sep 2007
Valid
Yap Ming Hui • Financial Planning
Whitman Independent Advisors Sdn. Bhd. CMSRL/A3189/2007 28 Sep 2007
Valid
Sek Hai Choon • Financial Planning
Standard Financial Adviser Sdn Bhd CMSRL/A3192/2007 28 Sep 2007
Ceased
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