Search by »      Representatives      Companies  |   Individuals  |      
Search for representative with the   Person Name:  New IC No (without '-'):  
Passport No:  Licence Number: 
 
Regulated Activity: 
 
Search Results
Your search for representatives with the name stephen returned 42 match(es).

Page 2 of 2 page(s)          Page: 1 · 2
Licensed Holder Regulated Activity Principal Company Licence Number Licensed Since Status Remarks
Stephen Lee @ Lee Poh Weng • Dealing in Securities
KENANGA INVESTMENT BANK BERHAD CMSRL/A2115/2007 28 Sep 2007
Valid
Stephen Lee Yin Ziat Alliance Investment Bank Berhad P/B1445/DR/2007 03 Aug 2007
Migrated
Stephen Lee Yin Ziat • Dealing in Securities
Alliance Investment Bank Berhad CMSRL/A7881/2007 28 Sep 2007
Expired
Stephen Liew Wing Lok KENANGA INVESTMENT BANK BERHAD P/A2750/DR/1997 24 Nov 1997
Ceased
Stephen Noel Kwong Yong Shian AmFutures Sdn. Bhd. P/A0086/FBR/1995 12 Dec 1995
Migrated
Stephen Noel Kwong Yong Shian AmSec Holdings Sdn. Bhd. P/A2927/DR/1997 30 Dec 1997
Ceased
Stephen Noel Kwong Yong Shian AmInvestment Bank Berhad P/B0908/DR/2006 16 Mar 2006
Migrated
Stephen Noel Kwong Yong Shian • Dealing in Securities
AmInvestment Bank Berhad CMSRL/A7422/2007 28 Sep 2007
Ceased
Stephen Noel Kwong Yong Shian • Dealing in Derivatives
AmFutures Sdn. Bhd. CMSRL/A2819/2007 28 Sep 2007
Ceased
Stephen Tan Jik Howe • Dealing in Securities
KENANGA INVESTMENT BANK BERHAD CMSRL/A9704/2009 07 Mar 2009
Valid
Stephen Tan Kah Boon • Financial Planning
A.D. Financial Sdn. Bhd. eCMSRL/B7206/2017 17 Mar 2017
Valid
Stephen Wong Chung Seng KENANGA INVESTMENT BANK BERHAD PPS(s)5/3644 02 May 1996
Migrated
Stephen Wong Chung Seng • Dealing in Securities
KENANGA INVESTMENT BANK BERHAD CMSRL/A1164/2007 28 Sep 2007
Ceased
Stephen Yong Chuan Seong • Financial Planning
Wealth Vantage Advisory Sdn. Bhd. eCMSRL/B8929/2019 24 Apr 2019
Valid
Stephenie Wong Yuen Hsiang • Dealing in Securities
  - Dealing in securities restricted to bonds
AFFIN HWANG INVESTMENT BANK BERHAD eCMSRL/B6773/2016 26 Aug 2016
Ceased
Stephennoel Kwong Yong Shian • Dealing in Securities
• Dealing in Derivatives
AmInvestment Bank Berhad eCMSRL/B6449/2016 23 Mar 2016
Valid
Stephens Lo Wai Onn RHB Research Institute Sdn. Bhd. P/A0258/IR/2000 26 Jul 2000
Ceased
Page 2 of 2 page(s)          Page: 1 · 2




© 2004 Securities Commission.