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Dealing in Securities
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1+1 Broker
Boutique Fund Management
Boutique Fund Management (Islamic)
Business Trust
CFD Provider
Clearing - Derivatives
Clearing - Securities
Corporate Unit Trust Adviser (CUTA)
Dealing in Derivatives - Execution
Dealing in Private Retirement Scheme (Distributor)
Dealing in Private Retirement Scheme (Provider)
Digital Investment Manager
Financial Planning (Individual)
Investment Advice (Individual)
Investment Bank
Islamic Fund Management
Issuing House
Portfolio Manager
Real Estate Investment Trust (REIT)
Special Scheme Broker
Special Scheme for Fund Management Companies
Unit Trust Management Company (UTMC)
Universal Broker
Dealing in securities restricted to unit trust
Dealing in securities restricted to OTC bond
Dealing in securities restricted to listed securities
Dealing in derivatives restricted to CFD
Fund management in relation to portfolio management
Fund management in relation to asset management restricted to Business Trust
Fund management in relation to asset management restricted to REIT
© 2004 Securities Commission.
